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About

Who are Ken Stern & Associates?

Ken Stern made his start in the securities industry in 1988. Ken Stern & Associates is a Registered Investment Advisor (RIA), unlike brokerage firms, RIAs have a fiduciary responsibility to their clients. Ken Stern & Associates has a clear mission of providing comprehensive investment management and advanced wealth strategies to a select clientele. Ken Stern & Associates is fiercely independent: we create our own analysis, build our own investment models, and expect to be held accountable. If we do not provide our clients with the experience they seek, we expect to be fired.

Through the Ken Stern & Associates’ proprietary Alpha System of investment management we have built a team of experienced managers. Our firm is singularly focused on providing a satisfying client experience and provides a financial construct that seeks to position our clients to best pursue their financial objectives.

As focused on investment disciplines and financial management as we may be, our experience in specific areas of practice management has provided us with knowledge regarding the rules, challenges and opportunities specific to each of our focus practice areas. This understanding can be a great additional resource to our clientele in those fields.

The team at Ken Stern & Associates is composed of business professionals, portfolio managers, a Certified Financial Planner (CFP®), and a Charted Financial Analyst (CFA®) with specific skill sets. Please contact us today for a complimentary consultation.